Insider Trading (v3)

Lauren Childers
Lauren Childers
  • Updated

Content Summary 

Understand what constitutes insider trading and why preventing it is critical to protecting your organization’s integrity, reputation, and compliance. This course explains the legal, financial, and cultural consequences of insider trading, helping executives, managers, and professionals recognize and avoid behaviors that could violate securities laws or company policy. 

Learners explore what defines “material, non-public information,” how tipping occurs, and the risks posed by expert networks and confidential data mishandling. Through expert insights and real-world examples, participants learn how to identify red flags, follow trading window rules, and uphold a duty of trust. By promoting ethical decision-making and transparency, this training helps organizations reduce legal exposure and strengthen a culture of accountability.

Emtrain Links

📎 Insider Trading Course Summary

📎 Website Course Page

Course Version

  • Insider Trading (IT) (30 minutes)

This course does not have a preset time requirement. Read about options for adding a Minimum Time Requirement for your learners.

Languages

The course is available in English and 50+ machine translations.

Required Course Elements

As part of the course, learners will acknowledge receipt of your {policy title}. Read how to manage course policies.

Policy Acknowledgment 

Policy Acknowledgment cards included in this course include:

  • Insider Trading policy  

Relevant Course Pairings

Complementary Microlessons

  • Antitrust and Colluding with Competitors
  • Information Security and Human Error
  • Bribery and Expense Reports 

FAQs

What happens if we do not have an insider trading policy?

It is highly recommended you develop a workplace policy on insider trading so that your workplace is appropriately protected. 

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